Job Description

GLOBAL BANKING & MARKETS

We make markets in and clear client transactions on major stock, options and futures exchanges worldwide. Through our global sales force, we maintain relationships with our clients, receiving orders and distributing investment research, trading ideas, market information and analysis.

OPERATIONS

Operations is a dynamic, multi-faceted segment that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. For every trade agreed, every new product launched, or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.

YOUR IMPACT 

Are you looking to apply your analytical skills while deepening your understanding of the dynamic regulatory environment the financial industry faces today?  Our Regulatory Due Diligence team is seeking a professional who is looking to collaborate with Legal, Compliance, Technology and Sales to optimize our regulatory framework to mitigate risks and improve the experience for our clients.

OUR IMPACT 

Regulatory Due Diligence (RDD) team was formed to manage a broad spectrum of global regulations such as Dodd Frank, European Market Infrastructure Regulation (EMIR) and many more. The RDD team is part of the Client Onboarding umbrella and is primarily responsible for ensuring the firm and its clients are protected from any kind of regulatory breach by ensuring applicable regulatory documentation is sourced from newly onboarded clients thereby enabling business. In addition, the team actively participates in the implementation of new regulations introduced by regulators where we collaborate with Legal, Compliance, the sales divisions, and numerous Operations and Engineering teams.

JOB SUMMARY AND RESPONSIBILITIES

• Prepare to gain a comprehensive understanding of how the global regulatory environment affects our clients and how we have developed our technology to effectively meet the requirements dictated by various regulations.
• Leverage your analytical skills to identify opportunities to streamline processes and control risks.
• Dive into the data and learn how our technology works, thereby empowering you to find ways to resolve problems at the source.
• Partner with colleagues across Asia, EMEA and the Americas to onboard global Securities and Investment Banking clients in a regulatory-compliant manner. 
• Contribute your ideas and propose new solutions to help us adapt in the dynamic and evolving world of regulatory reform.

SKILLS & EXPERIENCE WE’RE LOOKING FOR

BASIC QUALITIFICATIONS

• Bachelor’s degree with 2-3 years of relevant experience
• Proven analytical skills, problem solving ability, and an aptitude to think creatively to develop solutions.
• Able to communicate and articulate the functional aspects well. 
• Attention to detail and ability to meet tight deadlines under pressure with competing priorities while maintaining a control mindset.
• Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities.
• Aptitude for building relationships and ability to communicate complex issues to a wide array of internal and external clients with differing levels of experience with the regulatory environment.

PREFERRED QUALIFICATIONS

• Previous experience in Operations, Financial Services industry and/or dealing with regulatory change.
• Previous experience and/or coursework in data-driven analysis and strategic thinking.

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. 

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. 

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2025. All rights reserved.

Goldman Sachs is an equal employment/affirmative action employer

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