Job Summary:
Under general supervision, uses knowledge and skills, obtained through education and/or experience, training and/or certification, to conduct reviews of limited scope and complexity and develop risk profiles in assigned processes within a functional area. Recommends process improvements for departmental and business unit processes, as well as procedures to improve internal controls and mitigation strategies. Guidance is provided to perform varied work that is difficult in character requiring some evaluation, originality and ingenuity to make moderately complex decisions. Resolves or recommends solutions to complex problems. Results are evaluated at agreed upon milestones for effectiveness. Routine contact with internal and external customers is required to identify, research and resolve problems.
Essential Duties and Responsibilities:
Knowledge, Skills, and Abilities:
Knowledge of:
Fundamental concepts, practices and procedures of risk management and risk assessment.
Fundamental concepts of financial markets and products.
Fundamental subject matter expertise associated with the area of responsibility.
Skill in:
Working understanding of operational risks and related operational and regulatory controls.
Works well individually, and in teams, shares information, supports colleagues and encourages participation.
Excellent verbal and written communication and interpersonal skills with the ability to present complex and sensitive issues to senior management and influence change.
Strong analytical skills, particularly with regard to assessing the probability and impact of an internal control weakness.
Proven ability to build strong relationships with stakeholders, learn quickly, be flexible and think strategically.
Proven ability to be able to multi task, complete projects on time and on budget, and be able to adapt to changing priorities.
Enthusiastic, self-motivated, effective under pressure.
Planning, organizing and conducting reviews.
Identifying key business processes.
Identifying and documenting risk management issues.
Evaluating key controls and mitigation strategies within business processes.
Preparing written reports and delivering oral presentations.
Ability to:
Attend to detail while maintaining a big picture orientation
Gather information, identify linkages and trends and apply findings to assignments.
Interpret and apply policies to identify and recommend changes as appropriate.
Organize, manage and track multiple detailed tasks and assignments with frequently changing priorities in a fast-paced work environment.
Meet tight deadlines within budgeted hours.
Read, interpret and apply information from business periodicals and professional journals.
Work independently, demonstrating initiative and problem solving skills.
Provide a high level of customer service.
Establish and maintain effective working relationships at all levels of the organization.
Educational/Previous Experience Requirements:
Bachelor%26rsquos Degree and a minimum of three (3) years experience in a related field.
~or~
Any equivalent combination of education, training or experience approved by Human Resources.
Licenses/Certifications:
None Required
Disclaimer
Raymond James Bank is an EOE/AA and VEVRAA Federal Contractor
Priority will be given to protected veterans
EOE/AA: Female/Minorities/Disabled/Protected Veterans/LGBT
At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We expect our associates at all levels to: