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Job Snapshot
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Employee Type:
Full-Time -
Location:
St. Petersburg, FL -
Experience:
Not Specified -
Date Posted:
7/11/2024
Job Description
Job Summary:
Operating under professional guidance and demonstrating a high degree of independence, this role utilizes a deep understanding of bank regulatory compliance subject matter and audit skills acquired through education, experience, specialized training, and/or certification to lead Raymond James Financial Internal Audit coverage of bank regulatory compliance for Raymond James Bank. The Internal Auditor will lead a team, develop, implement, execute, and administer the bank's internal audits for compliance to regulations and firm policies and procedures. This role collaborates across multiple business units and the Internal Audit department teams for comprehensive coverage across various bank subsidiaries, technology, and enterprise audit processes. This role operates with the support of the RJ Bank Chief Auditor and requires a keen awareness of banking and regulatory trends, audit data analysis skills, and risk management perspectives.
Essential Duties and Responsibilities:
Job Requirements
Qualifications:
Possess strong project management and interpersonal skills.
Makes sound decisions, exhibits initiative and intuitive thinking, and is oftentimes consulted by others for advice and opinions. Recognized as a leadership role model.
In-depth understating of audit practices and methodologies, including risk assessment internal control concepts.
Specific subject matter expertise regarding control disciplines, and a solid business understanding of Raymond James products and Services, especially those associated with the area of responsibility.
Advanced investment concepts, practices and procedures used in the securities industry.
Principles of banking and finance and securities industry operations.
Financial markets and products.
Managing direct reports including managers and Senior Auditors.
Demonstrated ability and success in interacting and influencing senior leadership, including executive management.
Experience in managing against deadlines associated with an annual audit plan.
Strong analytical skills particularly in regard to assessing the probability and impact of a control weakness.
Excellent verbal and written communication skills, with the ability to present complex and sensitive issues to management in a persuasive manner.
Enthusiastic, self-motivated, effective under pressure and willing to take personal risk and accountability.
Proven ability to multitask as well as assess and change priorities.
Ability to work well individually and in teams to share information, support colleagues and encourage participation.
Educational/Previous Experience Requirements:
Bachelor%26rsquos Degree in Business Administration, Finance, Accounting or a related field and a minimum of eight (8) years of experience in the financial services industry.
~or~
Any equivalent combination of experience, education, and/or training approved by Human Resources.
Licenses/Certifications:
CIA, CPA, or CISA Auditing Certification(s) preferred.
%26middot Raymond James Bank is an EOE/AA and VEVRAA Federal Contractor
%26middot Priority will be given to protected veterans
%26middot EOE/AA: F/M/D/V/LGBT
At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We expect our associates at all levels to:
Grow professionally and inspire others to do the same
Work with and through others to achieve desired outcomes
Make prompt, pragmatic choices and act with the client in mind
Take ownership and hold themselves and others accountable for delivering results that matter
Contribute to the continuous evolution of the firm
